Introduction
Synthetic plastics are one of the greatest inventions of humankind and have been developed into a major industry and indispensable commodity in human life. The durability of these disposed plastics contributes to the environmental problems when they go into the waste stream. As the natural environment is continuously polluted by these hazardous plastics, the development and production of environmental-conserved biodegradable plastics are rapidly expanding to trim down our reliance on synthetic plastics.
Straw is a softwood produced as a byproduct of crop production at harvest. Straw is removed with the grains during harvest and ends up being piled or spread out in the field depending on whether it was harvested manually or using machines. According to International Rice Research Institute, Philippines, Globally, roughly 800 to 1,000 million tons per year of rice straw is produced, with about 600 to 800 million tons per year produced in Asia. This continues to rapidly increase due to the shorter turnaround time required for intensified rice cropping. As far as wheat straw is concerned, we produce 529 million tons of wheat straw every year (Panwar et al., 2016).
As Wheat Straw contains 17.5 — 18 % Dry weight of Lignin and Rice Straw contains 15.6 — 17 % Dry weight of Lignin, they are the potential source of Vanillin. However, Lignin is a complex molecule, and it is very hard to break the chain of Lignin.
However, using Nitrobenzene Oxidation (NBO) Method, the Lignin (from softwood) can be broken down into Vanillin.

Vanillin is the key component responsible for forming Biodegradable plastics, comparable to polyethylene terephthalate (PET). Vanillin can be acetylated using Sodium Acetate and Acetic Anhydride, to form acetyl ferulic acid, which can be polymerized using Zinc Acetate Zn(OAc)2 and processed further to form Bioplastics.
Materials and methods
Part 01: Extraction of Vanillin from Wheat Straw using NBO Method
Materials Required
Wheat Straws were collected from local fields (Villages Bakaniya and Barkheda Salem) near IISER Bhopal. Various chemicals used in the experiments include Sodium Hydroxide, Nitrobenzene, Dichloromethane, Vanillin, Sodium Sulfate, Methanol, Hexane, Sulfuric Acid, Hydrochloric Acid and Distilled Water were obtained from Prof. Aasheesh Sir Lab (Lab No. 323) in IISER Bhopal.
Experimental Procedures
Extracting Lignin out of Wheat Straw
- We took 10 grams of washed Straw, and this time we ground them with the grinder such that the final straw size varies around 1 — 2 mm and transferred them into Round Bottom Flask
Preparation of white liquor: We prepared the White Liquor under an active alkali charge of 25% NaOH and Sulphidity of 30% Sodium Sulfide by weight in the 3:1 ratio of NaOH and Na2S.
- As we took 10 grams of Straw, we had to mix white liquor and Straw in a 6:1 ratio. Assuming the density of the Water to be 1 g/ml, we had to make 60ml of the white liquor. We took 11.25g of NaOH pellets in 45ml of Distilled Water and 4.5g of Na2S in 15ml of Distilled Water and added the white liquor to the Round Bottom flask containing the Straws.
- We refluxed the above mixture at 160°C in an oil bath for 3 hours
- After refluxing, we obtained a dark brown coloured viscous solution which we call Black liquor and the residue of untreated Straw at the bottom.
- We filtered the above solution using Vacuum filtration to remove the residue, and we got the black liquor as the filtrate.
- The pH of the Black Liquor was tested using filter paper. The pH was found to be around 13.
- The Black liquor is neutralized using 98% pure H2SO4 (for our experiment we took 7ml) and further acidified until the pH of the solution reaches 2 — 3 (pH paper turned pink). pH 2 was necessary to increase the efficiency of Lignin.
- On neutralization, the colour of the solution was changed from Dark Brown to Peanut Brown Colour, and the precipitation was observed.
- We left the solution overnight, and the next day, we filtered the solution using vacuum filtration and washed it with hot water 2 — 3 times to remove excess H2SO4.
- The solid residue was taken out and dried for around 24 hours in a hot air oven at 65°C
- After 24 Hours, a hard residue of Lignin is formed, which is woody brown, and then we grounded the Lignin using Mortar and pestle till we got fine particles and stored them in the Vial by weighing them.
- We tested the Lignin qualitatively using the Safranine dye and reported the results.
Synthesis of Vanillin from Extracted Lignin using the NBO method
- We took 1.5 grams of dried Lignin in a round bottom flask and added 52.5ml of 2M NaOH (4.19 grams NaOH in 52.5ml of Distilled Water) and 3.75ml of Nitrobenzene. Nitrobenzene acts as a mild oxidizing agent under alkaline conditions and supports side-chain oxidation of Lignin.
- We refluxed the above mixture in an oil bath for 3 hours at 160°C till a dark brown-coloured solution was obtained.
- After Refluxing, we transferred the contents from the Round Bottom flask to the separating funnel and got two layers of liquids.
- We separated the lower layer into a beaker and left the rest in the separating funnel for further testing.
- We divided the solution in the beaker into three parts and performed the following testing:
- In Part 1, we ran the TLC against Laboratory–grade Vanillin using 20% EtOAc/Hexane solution as eluent, stained it with 2,4 DNP, and reported the results.
- In Part 2, we acidified the layer with 1M HCl and then ran the TLC of the precipitate against Laboratory–grade Vanillin using 20% EtOAc/Hexane solution as eluent, stained it with 2,4 DNP, and reported the results.
- In Part 3, we tried dissolving the solution into cold diethyl ether and kept it overnight, covering it to get the precipitate. The next day, we ran the TLC of the solution against Laboratory–grade Vanillin using 20% EtOAc/Hexane solution as eluent, stained it with 2,4 DNP, and reported the results.
- From Part 3, we removed the diethyl ether by evaporating it and added 20 ml of Methanol and water mixture (1:1 ratio) to the remaining solution. Both the layers were immiscible, and a cloudy solution was obtained. We ran the TLC of the solution against Laboratory–grade Vanillin using 20% EtOAc/Hexane solution as eluent, stained it with 2,4 DNP, and reported the results.
- We removed the upper layer from the separating funnel in step 4 in the beaker and tested the pH of the solution.
- We neutralized the separated upper layer using 98% pure HCl till the pH of the solution reached around 4. We neutralized the solution to convert the phenolates to phenols.
- After neutralization, we passed the solution through 90mm filter paper using Vacuum filtration. Moreover, collected the filtrate in a Buchner funnel.
- We transferred the filtrate into the Separating Funnel, and as the layer was not separated, so we added 20 ml of Dichloromethane (DCM). We then mixed both the solutions by shaking and letting the layers separate with time.
- Once the layers were separated, we extracted the lower layer of DCM into Round Bottom Flask and added more DCM into the separating funnel 2 more times to get the compound of our interest in the organic layer and collected it in the Round Bottom Flask.
- Using Rotavapor, we evaporated the Organic Solvent (DCM) under reduced pressure to get the crude product.
- We stored the product in the 5ml Vial and ran the TLC against Laboratory–grade Vanillin using four different eluents, 10% EtOAc/Hexane solution, 20% EtOAc/Hexane solution, 30% EtOAc/Hexane solution and 40% EtOAc/Hexane solution, stained them with 2,4 DNP and reported the results.
Part 02: Formation of Acetyl ferulic acid from Vanillin and further polymerizing it using Zinc Acetate
Materials Required
The experiments’ Apparatus and various chemicals, including Vanillin, Pyridine, Acetic Anhydride, Sodium Acetate, Zinc Acetate and Distilled Water, were obtained from Prof. Aasheesh Sir Lab (Lab No. 323) in IISER Bhopal.
Experimental Procedure:
- We took 1.00 grams of Vanillin in a 25 ml round bottom flask and added 1.08 grams of Sodium Acetate, .7 ml of Acetic Anhydride
- We refluxed the above mixture in an oil bath at 40°C for 24 hours till the brown-coloured solution as obtained.
- After 24 hours, We poured the solution over 50 rams of crushed ice contained in a 100 ml beaker nd stirred for 45 minutes till a brown sticky ubstance was obtained.
- After stirring, we kept the mixture overnight in he freezer maintained at 4°C.
- Next day, we removed the water, and dissolved the olution in diethyl — ether and removed the diethyl ether by evaporation.
- After evaporating diethyl — ether, layer of cetylferulic acid is formed indicated by Beige ellow colouration which is then dried in oven for 4 hours.
- After 24 hours, we polymerized it using Zinc Acetate in 1 mol% of Acetyl Ferulic Acid.
- We set the reaction mixture containg Acetylferulic acid and Zinc Acetate as a catalyst and heat the reaction to approx. 200 degrees Celsius in oil bath for 2 hours.
- Ater polymerization, we vacuumed the Round Bottom flask to remove any moisture if present.
UPSCALING
- We took 7.00 grams of Vanillin in a 100 ml round bottom flask and added 7.56 grams of Sodium Acetate, 3 ml of Acetic Anhydride
- We refluxed the above mixture in an oil bath at 40°C for 24 hours till the brown-coloured solution as obtained.
- After 24 hours, We poured the solution over 150 rams of crushed ice contained in a 200 ml beaker nd stirred for 45 minutes till a beige yellow ticky substance was obtained.
- After stirring, we kept the mixture overnight in he freezer maintained at 4°C.
- Next day, we removed the water, and dissolved the olution in diethyl — ether and removed the diethyl ether by evaporation.
- After evaporating diethyl — ether, layer of cetylferulic acid is formed indicated by Beige ellow colouration which is then dried in oven for 4 hours.
- After 24 hours, we polymerized it using Zinc cetate in 1 mol% of Acetyl Ferulic Acid.
- We set the reaction mixture containg cetylferulic acid and Zinc Acetate as a catalyst nd heat the reaction to approx. 200 degrees Celsius n oil bath for 2 hours.
- Ater polymerization, we vacuumed the Round Bottom lask to remove any moisture if present.
Part 03: Formation of Bioplastic using polymerized Acetyl ferulic acid and testing it.
- Once the polymerized compound is dried, we took the compound and grind it to get yellow colour powder.
- We mixed the powder with 0.9 ml glycerol which act as a plasticizer and delignified straws (utilization of straw fibres) around 1 gram and heat it in a microwave for 45 seconds.
- After heating it in the microwave, we moulded the plastic in the required shape and dried it in hot air oven at 45 degree Celsius for 3 days.
Observations and Analysis
Part 01: Extraction of Vanillin from Wheat Straw using NBO Method
Observations:
Following are the observational results:
Part 01: Extraction of Lignin from Wheat Straw:











Part 02: Synthesis of Vanillin from extracted Lignin:














Analysis
Pros:
- Vanillin is formed as the major product of this Trial.
- The appearance of Vanilla like smell on smelling the Vial after 3 days.
- As side products are formed, they will not interfere with further reactions as Vanillin is the major product.
Cons:
- Many side products are formed when viewed under UV or stained with 2,4 DNP, as shown in Figure 9(a)
- Due to the presence of these side products, the extraction of pure Vanillin makes it time-consuming and expensive!
Part 02: Formation of Acetyl ferulic acid from Vanillin and further polymerizing it using Zinc Acetate
Observations:
Following are the observational results:








Analysis
Pros:
The Polymer of Acetyl ferulic acid is successfully formed as shown in the Figure 11(h).
Cons:
The significant quantity of acetylferulic acid is lost due to its sticky nature. So, we have low yield of acetylferulic acid.
Areas of Improvement:
Acetyl ferulic acid is a sticky compound so, it must be dried by dissolving it in organic solvent and then filtering it off using Vacuum filteration and drying the residue in hot air oven overnight.
Part 03: Formation of Bioplastic using polymerized Acetyl ferulic acid and testing it.
Observations: Trial 01
Following are the observational results for Trial 1:






Analysis — Trial 01:
Pros:
The plastic was formed.
Cons:
- Plastic was formed but it was wet even after heating it in oven at 54°C for 3 days.
- We added straws, and put the mixture in the microwave, so the mixture got burnt and gave the blackish appearance
Areas of Improvement:
The straws should be mixed after melting the glycerol and polymer mixture in oven for 30 seconds with the intervals of 10 seconds each.
Upscaling Observations and Analysis







Analysis
Pros:
- Although the original colour of plastics is pale yellow, Plastics can be dyed in different colours, as shown in figure 12 (g).
Cons:
- Texture was rough, a little more time in oven will resolve this issue.
Results
Part 01: Extraction of Vanillin from Wheat Straw using NBO Method
Experimental Results from Trial 03:
- Mass of Lignin Extracted from 10 grams of wheat Straw: 3.152 grams (31.52 %)
- Safranine Dye changes colour from Deep Red to Pink
- Determination of Vanillin (from 1.5 grams of lignin):
- Mass of Empty Vial = 3.300 grams
- Mass of Vial with Compound (Containing Side Products) = 3.401 grams
- Mass of Compound (Including Side Products): 3.401 — 3.300 = 0.101 grams
Testing the compound on TLC against Laboratory — grade Vanillin using 10% EtOAc/Hexane solution as eluent.
(P — Pure Vanillin, CoS — Co-Spotting, C - Compound)


- Testing the compound on TLC against Laboratory — grade Vanillin using 20% EtOAc/Hexane solution as eluent.
(P — Pure Vanillin, CoS — Co-Spotting, C - Compound)


- Testing the compound on TLC against Laboratory — grade Vanillin using 30% EtOAc/Hexane solution as eluent.
(P — Pure Vanillin, CoS — Co-Spotting, C - Compound)


- Testing the compound on TLC against Laboratory — grade Vanillin using 40% EtOAc/Hexane solution as eluent.
(P — Pure Vanillin, CoS — Co-Spotting, C - Compound)


Part 02: Formation of Acetyl ferulic acid from Vanillin and further polymerizing it using Zinc Acetate
Experimental Results from Trial 02:
- Mass of Acetylferulic Acid:
- Mass of Butter Paper = 0.249 g
- Mass of Paper + Compound = 0.921 g
- Mass of Compound = 0.921 — 0.249 = 0.672 g
- Mass of Polymer from 0.672g of Acetylferulic Acid:
- Mass of Empty Vial = 1.11 g
- Mass of Vial containing the polymer = 1.46 g
- Mass of Polymer = 0.350 g
Experimental Results from Upscaling Step:
- Mass of Acetyl Ferulic Acid Formed:
- Mass of Acetyl ferulic acid taken for further consideration: 4.705 g
- Mass of Polymer formed from 4.705 g of Acetylferulic Acid: 4.055 g
- Mass of Bioplastic formed from 4.055 grams of polymer: 5.304 g
Part 03: Formation of Bioplastic using polymerized Acetyl ferulic acid and testing it — Upscaling Step.
- Weight of plastic formed from 4.705 grams of acetyl ferulic acid:
NOTE: Separate section is devoted to measure the properties of Bioplastics
Cost Analysis
References
- M.Kapoor, D.Panwar, G.S.Kaira, 2016, Bioprocesses for Enzyme Production Using Agro-Industrial Wastes: Technical Challenges and Commercialization Potential, Agro-Industrial Wastes as Feedstock for Enzyme Production, 61 — 93, https://doi.org/10.1016/B978-0-12-802392-1.00003-4
- L. Mialon, Stephen A. Miller, 2013, Poly(dihydroferulic acid) a biorenewable polyethylene terephthalate mimic derived from Lignin and acetic acid and copolymers thereof, University of Florida Research Foundation, https://patents.google.com/patent/US20130137847A1/en
- Shah, Manzoor & Schmid, Markus & Aggarwal, Ankit & Wani, Ali Abas. (2017). Testing and Quality Assurance of Bioplastics: Testing & Quality Assurance. https://doi.org/10.1201/9781315374390-10.