Introduction

Synthetic plas­tics are one of the great­est in­ven­tions of hu­mankind and have been de­vel­oped into a ma­jor in­dus­try and in­dis­pens­able com­mod­ity in hu­man life. The dura­bil­ity of these dis­posed plas­tics con­tributes to the en­vi­ron­men­tal prob­lems when they go into the waste stream. As the nat­ural en­vi­ron­ment is con­tin­u­ously pol­luted by these haz­ardous plas­tics, the de­vel­op­ment and pro­duc­tion of en­vi­ron­men­tal-con­served biodegrad­able plas­tics are rapidly ex­pand­ing to trim down our re­liance on syn­thetic plas­tics.

Straw is a soft­wood pro­duced as a byprod­uct of crop pro­duc­tion at har­vest. Straw is re­moved with the grains dur­ing har­vest and ends up be­ing piled or spread out in the field de­pend­ing on whether it was har­vested man­u­ally or us­ing ma­chines. According to International Rice Research Institute, Philippines, Globally, roughly 800 to 1,000 mil­lion tons per year of rice straw is pro­duced, with about 600 to 800 mil­lion tons per year pro­duced in Asia. This con­tin­ues to rapidly in­crease due to the shorter turn­around time re­quired for in­ten­si­fied rice crop­ping. As far as wheat straw is con­cerned, we pro­duce 529 mil­lion tons of wheat straw every year (Panwar et al., 2016).

As Wheat Straw con­tains 17.5 — 18 % Dry weight of Lignin and Rice Straw con­tains 15.6 — 17 % Dry weight of Lignin, they are the po­ten­tial source of Vanillin. However, Lignin is a com­plex mol­e­cule, and it is very hard to break the chain of Lignin.
However, us­ing Nitrobenzene Oxidation (NBO) Method, the Lignin (from soft­wood) can be bro­ken down into Vanillin.

Figure 1: Reaction Scheme to form Vanillin from Lignin

Vanillin is the key com­po­nent re­spon­si­ble for form­ing Biodegradable plas­tics, com­pa­ra­ble to poly­eth­yl­ene tereph­tha­late (PET). Vanillin can be acety­lated us­ing Sodium Acetate and Acetic Anhydride, to form acetyl fer­ulic acid, which can be poly­mer­ized us­ing Zinc Acetate Zn(OAc)2 and processed fur­ther to form Bioplastics.

Materials and meth­ods

Part 01: Extraction of Vanillin from Wheat Straw us­ing NBO Method

Materials Required

Wheat Straws were col­lected from lo­cal fields (Villages Bakaniya and Barkheda Salem) near IISER Bhopal. Various chem­i­cals used in the ex­per­i­ments in­clude Sodium Hydroxide, Nitrobenzene, Dichloromethane, Vanillin, Sodium Sulfate, Methanol, Hexane, Sulfuric Acid, Hydrochloric Acid and Distilled Water were ob­tained from Prof. Aasheesh Sir Lab (Lab No. 323) in IISER Bhopal.

Experimental Procedures

Extracting Lignin out of Wheat Straw

  1. We took 10 grams of washed Straw, and this time we ground them with the grinder such that the fi­nal straw size varies around 1 — 2 mm and trans­ferred them into Round Bottom Flask

Preparation of white liquor: We pre­pared the White Liquor un­der an ac­tive al­kali charge of 25% NaOH and Sulphidity of 30% Sodium Sulfide by weight in the 3:1 ra­tio of NaOH and Na2S.

  1. As we took 10 grams of Straw, we had to mix white liquor and Straw in a 6:1 ra­tio. Assuming the den­sity of the Water to be 1 g/​ml, we had to make 60ml of the white liquor. We took 11.25g of NaOH pel­lets in 45ml of Distilled Water and 4.5g of Na2S in 15ml of Distilled Water and added the white liquor to the Round Bottom flask con­tain­ing the Straws.
  2. We re­fluxed the above mix­ture at 160°C in an oil bath for 3 hours
  3. After re­flux­ing, we ob­tained a dark brown coloured vis­cous so­lu­tion which we call Black liquor and the residue of un­treated Straw at the bot­tom.
  4. We fil­tered the above so­lu­tion us­ing Vacuum fil­tra­tion to re­move the residue, and we got the black liquor as the fil­trate.
  5. The pH of the Black Liquor was tested us­ing fil­ter pa­per. The pH was found to be around 13.
  6. The Black liquor is neu­tral­ized us­ing 98% pure H2SO4 (for our ex­per­i­ment we took 7ml) and fur­ther acid­i­fied un­til the pH of the so­lu­tion reaches 2 — 3 (pH pa­per turned pink). pH 2 was nec­es­sary to in­crease the ef­fi­ciency of Lignin.
  7. On neu­tral­iza­tion, the colour of the so­lu­tion was changed from Dark Brown to Peanut Brown Colour, and the pre­cip­i­ta­tion was ob­served.
  8. We left the so­lu­tion overnight, and the next day, we fil­tered the so­lu­tion us­ing vac­uum fil­tra­tion and washed it with hot wa­ter 2 — 3 times to re­move ex­cess H2SO4.
  9. The solid residue was taken out and dried for around 24 hours in a hot air oven at 65°C
  10. After 24 Hours, a hard residue of Lignin is formed, which is woody brown, and then we grounded the Lignin us­ing Mortar and pes­tle till we got fine par­ti­cles and stored them in the Vial by weigh­ing them.
  11. We tested the Lignin qual­i­ta­tively us­ing the Safranine dye and re­ported the re­sults.

Synthesis of Vanillin from Extracted Lignin us­ing the NBO method

  1. We took 1.5 grams of dried Lignin in a round bot­tom flask and added 52.5ml of 2M NaOH (4.19 grams NaOH in 52.5ml of Distilled Water) and 3.75ml of Nitrobenzene. Nitrobenzene acts as a mild ox­i­diz­ing agent un­der al­ka­line con­di­tions and sup­ports side-chain ox­i­da­tion of Lignin.
  2. We re­fluxed the above mix­ture in an oil bath for 3 hours at 160°C till a dark brown-coloured so­lu­tion was ob­tained.
  3. After Refluxing, we trans­ferred the con­tents from the Round Bottom flask to the sep­a­rat­ing fun­nel and got two lay­ers of liq­uids.
  4. We sep­a­rated the lower layer into a beaker and left the rest in the sep­a­rat­ing fun­nel for fur­ther test­ing.
  5. We di­vided the so­lu­tion in the beaker into three parts and per­formed the fol­low­ing test­ing:
    • In Part 1, we ran the TLC against Laboratory–grade Vanillin us­ing 20% EtOAc/Hexane so­lu­tion as elu­ent, stained it with 2,4 DNP, and re­ported the re­sults.
    • In Part 2, we acid­i­fied the layer with 1M HCl and then ran the TLC of the pre­cip­i­tate against Laboratory–grade Vanillin us­ing 20% EtOAc/Hexane so­lu­tion as elu­ent, stained it with 2,4 DNP, and re­ported the re­sults.
    • In Part 3, we tried dis­solv­ing the so­lu­tion into cold di­ethyl ether and kept it overnight, cov­er­ing it to get the pre­cip­i­tate. The next day, we ran the TLC of the so­lu­tion against Laboratory–grade Vanillin us­ing 20% EtOAc/Hexane so­lu­tion as elu­ent, stained it with 2,4 DNP, and re­ported the re­sults.
    • From Part 3, we re­moved the di­ethyl ether by evap­o­rat­ing it and added 20 ml of Methanol and wa­ter mix­ture (1:1 ra­tio) to the re­main­ing so­lu­tion. Both the lay­ers were im­mis­ci­ble, and a cloudy so­lu­tion was ob­tained. We ran the TLC of the so­lu­tion against Laboratory–grade Vanillin us­ing 20% EtOAc/Hexane so­lu­tion as elu­ent, stained it with 2,4 DNP, and re­ported the re­sults.
  6. We re­moved the up­per layer from the sep­a­rat­ing fun­nel in step 4 in the beaker and tested the pH of the so­lu­tion.
  7. We neu­tral­ized the sep­a­rated up­per layer us­ing 98% pure HCl till the pH of the so­lu­tion reached around 4. We neu­tral­ized the so­lu­tion to con­vert the phe­no­lates to phe­nols.
  8. After neu­tral­iza­tion, we passed the so­lu­tion through 90mm fil­ter pa­per us­ing Vacuum fil­tra­tion. Moreover, col­lected the fil­trate in a Buchner fun­nel.
  9. We trans­ferred the fil­trate into the Separating Funnel, and as the layer was not sep­a­rated, so we added 20 ml of Dichloromethane (DCM). We then mixed both the so­lu­tions by shak­ing and let­ting the lay­ers sep­a­rate with time.
  10. Once the lay­ers were sep­a­rated, we ex­tracted the lower layer of DCM into Round Bottom Flask and added more DCM into the sep­a­rat­ing fun­nel 2 more times to get the com­pound of our in­ter­est in the or­ganic layer and col­lected it in the Round Bottom Flask.
  11. Using Rotavapor, we evap­o­rated the Organic Solvent (DCM) un­der re­duced pres­sure to get the crude prod­uct.
  12. We stored the prod­uct in the 5ml Vial and ran the TLC against Laboratory–grade Vanillin us­ing four dif­fer­ent elu­ents, 10% EtOAc/Hexane so­lu­tion, 20% EtOAc/Hexane so­lu­tion, 30% EtOAc/Hexane so­lu­tion and 40% EtOAc/Hexane so­lu­tion, stained them with 2,4 DNP and re­ported the re­sults.

Part 02: Formation of Acetyl fer­ulic acid from Vanillin and fur­ther poly­mer­iz­ing it us­ing Zinc Acetate

Materials Required

The ex­per­i­ments’ Apparatus and var­i­ous chem­i­cals, in­clud­ing Vanillin, Pyridine, Acetic Anhydride, Sodium Acetate, Zinc Acetate and Distilled Water, were ob­tained from Prof. Aasheesh Sir Lab (Lab No. 323) in IISER Bhopal.

Experimental Procedure:

  1. We took 1.00 grams of Vanillin in a 25 ml round bot­tom flask and added 1.08 grams of Sodium Acetate, .7 ml of Acetic Anhydride
  2. We re­fluxed the above mix­ture in an oil bath at 40°C for 24 hours till the brown-coloured so­lu­tion as ob­tained.
  3. After 24 hours, We poured the so­lu­tion over 50 rams of crushed ice con­tained in a 100 ml beaker nd stirred for 45 min­utes till a brown sticky ub­stance was ob­tained.
  4. After stir­ring, we kept the mix­ture overnight in he freezer main­tained at 4°C.
  5. Next day, we re­moved the wa­ter, and dis­solved the olu­tion in di­ethyl — ether and re­moved the di­ethyl ether by evap­o­ra­tion.
  6. After evap­o­rat­ing di­ethyl — ether, layer of cetylfer­ulic acid is formed in­di­cated by Beige el­low coloura­tion which is then dried in oven for 4 hours.
  7. After 24 hours, we poly­mer­ized it us­ing Zinc Acetate in 1 mol% of Acetyl Ferulic Acid.
  8. We set the re­ac­tion mix­ture con­taing Acetylferulic acid and Zinc Acetate as a cat­a­lyst and heat the re­ac­tion to ap­prox. 200 de­grees Celsius in oil bath for 2 hours.
  9. Ater poly­mer­iza­tion, we vac­u­umed the Round Bottom flask to re­move any mois­ture if pre­sent.

UPSCALING

  1. We took 7.00 grams of Vanillin in a 100 ml round bot­tom flask and added 7.56 grams of Sodium Acetate, 3 ml of Acetic Anhydride
  2. We re­fluxed the above mix­ture in an oil bath at 40°C for 24 hours till the brown-coloured so­lu­tion as ob­tained.
  3. After 24 hours, We poured the so­lu­tion over 150 rams of crushed ice con­tained in a 200 ml beaker nd stirred for 45 min­utes till a beige yel­low ticky sub­stance was ob­tained.
  4. After stir­ring, we kept the mix­ture overnight in he freezer main­tained at 4°C.
  5. Next day, we re­moved the wa­ter, and dis­solved the olu­tion in di­ethyl — ether and re­moved the di­ethyl ether by evap­o­ra­tion.
  6. After evap­o­rat­ing di­ethyl — ether, layer of cetylfer­ulic acid is formed in­di­cated by Beige el­low coloura­tion which is then dried in oven for 4 hours.
  7. After 24 hours, we poly­mer­ized it us­ing Zinc cetate in 1 mol% of Acetyl Ferulic Acid.
  8. We set the re­ac­tion mix­ture con­taing cetylfer­ulic acid and Zinc Acetate as a cat­a­lyst nd heat the re­ac­tion to ap­prox. 200 de­grees Celsius n oil bath for 2 hours.
  9. Ater poly­mer­iza­tion, we vac­u­umed the Round Bottom lask to re­move any mois­ture if pre­sent.

Part 03: Formation of Bioplastic us­ing poly­mer­ized Acetyl fer­ulic acid and test­ing it.

  1. Once the poly­mer­ized com­pound is dried, we took the com­pound and grind it to get yel­low colour pow­der.
  2. We mixed the pow­der with 0.9 ml glyc­erol which act as a plas­ti­cizer and delig­ni­fied straws (utilization of straw fi­bres) around 1 gram and heat it in a mi­crowave for 45 sec­onds.
  3. After heat­ing it in the mi­crowave, we moulded the plas­tic in the re­quired shape and dried it in hot air oven at 45 de­gree Celsius for 3 days.

Observations and Analysis

Part 01: Extraction of Vanillin from Wheat Straw us­ing NBO Method

Observations:

Following are the ob­ser­va­tional re­sults:

Part 01: Extraction of Lignin from Wheat Straw:

(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(j)
(k)
Figure 04: Observational im­ages for Extraction of Lignin: (a) We mea­sured 10 grams of ground straws with straw size 1 — 2 mm, (b) Apparatus setup for re­flux­ing for 3 hours by adding white liquor at 160°C, (c) Formation of Black Liquor af­ter Refluxing, (d) Residue of un­treated Straws, (e) Acidifying Black Liquor us­ing 98% pure H2SO4, (f) pH of the fi­nal so­lu­tion is around 2 — 3, (g) Acidified so­lu­tion is left overnight, (h) Upon Filtration, the cream colour residue is col­lected and dried in the hot air oven, (i) 3.152 grams of dried Lignin is ex­tracted, (j) Dried Lignin care­fully stored in a Vial, (k) Lignin tested pos­i­tive with Safranine Dye (appearance of pink colour)

Part 02: Synthesis of Vanillin from ex­tracted Lignin:

(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(j)
(k)
(l)
(m)
(n)
Figure 05: Observational im­ages for Synthesis of Vanillin: (a) Apparatus setup for re­flux­ing 1.5 grams of Lignin us­ing NaOH and Nitrobenzene at 160°C for 3 hours, (b) Separation of Nitrobenzene layer af­ter re­flux­ing, (c) Testing for the Nitrobenzene layer on TLC against pure Vanillin, Negative re­sult, (d) Water layer acid­i­fied by HCl (98% Pure), (e) Acidified layer fil­tered us­ing Vacuum fil­tra­tion, (f) Testing the fil­trate on TLC plate against pure Vanillin, Positive Result, (g) Stained TLC Plate with 2,4 DNP to check the pres­ence of the com­pound, (h) Washed the fil­trate with Organic Solvent (DCM) 2 — 3 times and col­lected in a beaker by pass­ing through Na2SO4, (i) Testing the fil­trate on TLC plate against pure Vanillin (j) Stained TLC Plate with 2,4 DNP to check the pres­ence of the com­pound, (k) Evaporating un­der pres­sure to get the crude prod­uct, (l) Final com­pound af­ter evap­o­ra­tion, (m) Evaporating un­der pres­sure in a vial to get the crude prod­uct, (n) Final crude prod­uct.

Analysis

Pros:

  1. Vanillin is formed as the ma­jor prod­uct of this Trial.
  2. The ap­pear­ance of Vanilla like smell on smelling the Vial af­ter 3 days.
  3. As side prod­ucts are formed, they will not in­ter­fere with fur­ther re­ac­tions as Vanillin is the ma­jor prod­uct.

Cons:

  1. Many side prod­ucts are formed when viewed un­der UV or stained with 2,4 DNP, as shown in Figure 9(a)
  2. Due to the pres­ence of these side prod­ucts, the ex­trac­tion of pure Vanillin makes it time-con­sum­ing and ex­pen­sive!

Part 02: Formation of Acetyl fer­ulic acid from Vanillin and fur­ther poly­mer­iz­ing it us­ing Zinc Acetate

Observations:

Following are the ob­ser­va­tional re­sults:

(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
Figure 11: Observational im­ages for Synthesis of Acetylferulic Acid and its poly­mer­iza­tion: (a) Refluxed Mixture con­tain­ing Vanillin, acetic an­hy­dride and sodium ac­etate at 140°C for 24 hours, (b) After 24 hours, dark brown liq­uid is ob­tained which so­lid­i­fies on cool­ing over ice and give pale yel­low colour pre­cip­i­tate, (c) Precipitate is kept in freezer overnight at 4°C. (d) Precipitate is dis­solved in di­ethyl — ether, (e) di­ethyl — ether is evap­o­rated off and a layer of acetylfer­ulic acid is formed, (f) Acetyl fer­ulic acid is mixed with zinc ac­etate as a cat­a­lyst, (g) setup for poly­mer­iza­tion un­der in­ert con­di­tions of N2, (h) fi­nal prod­uct af­ter poly­mer­iza­tion.

Analysis

Pros:

The Polymer of Acetyl fer­ulic acid is suc­cess­fully formed as shown in the Figure 11(h).

Cons:

The sig­nif­i­cant quan­tity of acetylfer­ulic acid is lost due to its sticky na­ture. So, we have low yield of acetylfer­ulic acid.

Areas of Improvement:

Acetyl fer­ulic acid is a sticky com­pound so, it must be dried by dis­solv­ing it in or­ganic sol­vent and then fil­ter­ing it off us­ing Vacuum fil­ter­ation and dry­ing the residue in hot air oven overnight.

Part 03: Formation of Bioplastic us­ing poly­mer­ized Acetyl fer­ulic acid and test­ing it.

Observations: Trial 01

Following are the ob­ser­va­tional re­sults for Trial 1:

(a)
(b)
(c)
(d)
(e)
(f)
Figure 12: Observational im­ages for Making Bioplastic: (a) Grinding the poly­mer, (b) Color changed from brown to yel­low, (c) Mixed with glyc­erol and straws. (d) Moulding of plas­tic, (e) Once dried, 1mm sheet is formed, (f) Top View of Bioplastic.

Analysis — Trial 01:

Pros:

The plas­tic was formed.

Cons:

  1. Plastic was formed but it was wet even af­ter heat­ing it in oven at 54°C for 3 days.
  2. We added straws, and put the mix­ture in the mi­crowave, so the mix­ture got burnt and gave the black­ish ap­pear­ance

Areas of Improvement:

The straws should be mixed af­ter melt­ing the glyc­erol and poly­mer mix­ture in oven for 30 sec­onds with the in­ter­vals of 10 sec­onds each.

Upscaling Observations and Analysis

(a)
(b)
(c)
(d)
(e)
(f)
(g)
Figure 13: Upscaling of Bioplastics: (a) Vacuum dried Acetyl Ferulic Acid, (b) 4.705 grams taken into fur­ther pro­cess­ing (Some amount is stored for fur­ther use if any), (c) 4.055 poly­mer is formed out of 4.705 grams of acetyl fer­ulic acid, (d) Polymer is grinded in mor­tar and pes­tle, (e) Polymer is mixed with glyc­erol and melted in oven, (f) Melted com­pound is mixed with delig­ni­fied straws and heated in hot air oven at 54°C and weighed 5.2138 grams, (g) Bioplastics in ac­tion!

Analysis

Pros:

  1. Although the orig­i­nal colour of plas­tics is pale yel­low, Plastics can be dyed in dif­fer­ent colours, as shown in fig­ure 12 (g).

Cons:

  1. Texture was rough, a lit­tle more time in oven will re­solve this is­sue.

Results

Part 01: Extraction of Vanillin from Wheat Straw us­ing NBO Method

Experimental Results from Trial 03:

  1. Mass of Lignin Extracted from 10 grams of wheat Straw: 3.152 grams (31.52 %)
  2. Safranine Dye changes colour from Deep Red to Pink
  3. Determination of Vanillin (from 1.5 grams of lignin):
    • Mass of Empty Vial = 3.300 grams
    • Mass of Vial with Compound (Containing Side Products) = 3.401 grams
    • Mass of Compound (Including Side Products): 3.401 — 3.300 = 0.101 grams

Testing the com­pound on TLC against Laboratory — grade Vanillin us­ing 10% EtOAc/Hexane so­lu­tion as elu­ent.

(P — Pure Vanillin, CoS — Co-Spotting, C - Compound)

(a)
(b)
Figure 06: (a) TLC plate un­der UV to check UV ac­tive Compounds, (b) TLC plate af­ter stain­ing with 2,4 DNP Solution to test the pres­ence of Vanillin.
  1. Testing the com­pound on TLC against Laboratory — grade Vanillin us­ing 20% EtOAc/Hexane so­lu­tion as elu­ent.

(P — Pure Vanillin, CoS — Co-Spotting, C - Compound)

(a)
(b)
Figure 07: (a) TLC plate un­der UV to check UV ac­tive Compounds, (b) TLC plate af­ter stain­ing with 2,4 DNP Solution to test the pres­ence of Vanillin.
  1. Testing the com­pound on TLC against Laboratory — grade Vanillin us­ing 30% EtOAc/Hexane so­lu­tion as elu­ent.

(P — Pure Vanillin, CoS — Co-Spotting, C - Compound)

(a)
(b)
Figure 08: (a) TLC plate un­der UV to check UV ac­tive Compounds, (b) TLC plate af­ter stain­ing with 2,4 DNP Solution to test the pres­ence of Vanillin.
  1. Testing the com­pound on TLC against Laboratory — grade Vanillin us­ing 40% EtOAc/Hexane so­lu­tion as elu­ent.

(P — Pure Vanillin, CoS — Co-Spotting, C - Compound)

(a)
(b)
Figure 09: (a) TLC plate un­der UV to check UV ac­tive Compounds, (b) TLC plate af­ter stain­ing with 2,4 DNP Solution to test the pres­ence of Vanillin.

Part 02: Formation of Acetyl fer­ulic acid from Vanillin and fur­ther poly­mer­iz­ing it us­ing Zinc Acetate

Experimental Results from Trial 02:

  1. Mass of Acetylferulic Acid:
    • Mass of Butter Paper = 0.249 g
    • Mass of Paper + Compound = 0.921 g
    • Mass of Compound = 0.921 — 0.249 = 0.672 g
  2. Mass of Polymer from 0.672g of Acetylferulic Acid:
    • Mass of Empty Vial = 1.11 g
    • Mass of Vial con­tain­ing the poly­mer = 1.46 g
    • Mass of Polymer = 0.350 g

Experimental Results from Upscaling Step:

  1. Mass of Acetyl Ferulic Acid Formed:
  2. Mass of Acetyl fer­ulic acid taken for fur­ther con­sid­er­a­tion: 4.705 g
  3. Mass of Polymer formed from 4.705 g of Acetylferulic Acid: 4.055 g
  4. Mass of Bioplastic formed from 4.055 grams of poly­mer: 5.304 g

Part 03: Formation of Bioplastic us­ing poly­mer­ized Acetyl fer­ulic acid and test­ing it — Upscaling Step.

  1. Weight of plas­tic formed from 4.705 grams of acetyl fer­ulic acid:

NOTE: Separate sec­tion is de­voted to mea­sure the prop­er­ties of Bioplastics

Cost Analysis

References

  1. M.Kapoor, D.Panwar, G.S.Kaira, 2016, Bioprocesses for Enzyme Production Using Agro-Industrial Wastes: Technical Challenges and Commercialization Potential, Agro-Industrial Wastes as Feedstock for Enzyme Production, 61 — 93, https://​doi.org/​10.1016/​B978-0-12-802392-1.00003-4
  2. L. Mialon, Stephen A. Miller, 2013, Poly(dihydroferulic acid) a biore­new­able poly­eth­yl­ene tereph­tha­late mimic de­rived from Lignin and acetic acid and copoly­mers thereof, University of Florida Research Foundation, https://​patents.google.com/​patent/​US20130137847A1/​en
  3. Shah, Manzoor & Schmid, Markus & Aggarwal, Ankit & Wani, Ali Abas. (2017). Testing and Quality Assurance of Bioplastics: Testing & Quality Assurance. https://​doi.org/​10.1201/​9781315374390-10.